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The Investment Industry Regulatory Organization of Canada is the pan?Canadian self?regulatory organization that oversees all investment dealers and trading activity on Canada’s debt and equity marketplaces.

IIROC is committed to protecting investors, protecting market integrity, and building Canadians’ trust in financial regulation and the people managing their investments.

New to IIROC?
Learn about how we protect investors and support healthy Canadian capital markets.

MFDA and IIROC Members approve the creation of a single new SRO

Members of the MFDA and IIROC have passed a special resolution approving the amalgamation of the two self-regulatory organizations (SROs).

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IIROC Highlights

Annual Report 2021-2022

IIROC has released our Annual Report for 2021-2022, highlighting how we have continued to support Canadians by protecting investors, fostering healthy Canadian capital markets and prioritizing industry transformation.

IIROC Seeking Expressions of Interest for Education Services to Support Enhanced Proficiency Regime

IIROC has today launched a request for Expressions of Interest (REOI) for prospective vendors, to provide education services in support of its enhanced proficiency regime.

New Webcast: IIROC’s Tips for Traders hosted by the Canadian Security Traders Association (CSTA)

This webcast covers topics such as complex order types, trade halts, message rates, short selling and more!